Risk
Our risk practice provides a clear and structured approach to identifying risk. Our framework and tools help our clients turn data into information that drives actionable business decisions.
Enterprise Risk Management
- Governance
- Framework Development
- Three Lines of Defense
- Board Reporting
Operational Risk
- Operational Risk Management Framework
- GRC Selection, Implementation & Optimization
- Risk & Control Self-Assessments
- Operational Loss Events
- Key Risk & Control Indicators
Technology Risk
- Technology Operational Risk Management Framework
- Risk & Control Technology Self-Assessments
- Technology Loss Events
- IT Risk & Control Indicators
Vendor Risk
- Vendor Risk Management Framework
- Vendor Risk Assessments & Selection
Audit
The internal audit practice assists clients by providing analysis, information, and recommendations for the improvement of controls and operations. The design adequacy and operating effectiveness of internal controls will be evaluated.
Internal Audit Outsourcing
- Audit Methodology Development
- Audit Plan Risk Assessment
- Audit Execution & Testing
- Audit Issue Tracking, Remediation & Validation
Internal Audit Co-Sourcing
- Specialty Audits
- Staff Augmentation
Audit Issue Root Cause Analysis
Audit Issue Remediation
Internal Audit Professional Practices
Compliance
With increased scrutiny from regulators, we assist our clients in the design and implementation of compliance processes, systems and controls. Our consultants are proficient with CAMELS, Sarbanes-Oxley and several other compliance programs.
Targeted Examination Preparation & Advisory
MRA Remediation & Closure
Regulatory Compliance Framework & Standards Assessment
- CAMELS/CAMELSO
- Prudential Management Operations Standards
- Heightened Supervisory Expectations
- GLBA/Privacy
- Sarbanes-Oxley
Execution
Our firm is staffed with seasoned Risk, Audit and Compliance professionals. We align strategy with practical execution when it comes to solving our clients business problems.
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