Risk, Audit & Compliance Execution



Our risk practice provides a clear and structured approach to identifying risk. Our framework and tools help our clients turn data into information that drives actionable business decisions.

Enterprise Risk Management

  • Governance
  • Framework Development
  • Three Lines of Defense
  • Board Reporting

Operational Risk

  • Operational Risk Management Framework
  • GRC Selection, Implementation & Optimization
  • Risk & Control Self-Assessments
  • Operational Loss Events
  • Key Risk & Control Indicators

Technology Risk

  • Technology Operational Risk Management Framework
  • Risk & Control Technology Self-Assessments
  • Technology Loss Events
  • IT Risk & Control Indicators

Vendor Risk

  • Vendor Risk Management Framework
  • Vendor Risk Assessments & Selection


The internal audit practice assists clients by providing analysis, information, and recommendations for the improvement of controls and operations.  The design adequacy and operating effectiveness of internal controls will be evaluated.

Internal Audit Outsourcing

  • Audit Methodology Development
  • Audit Plan Risk Assessment
  • Audit Execution & Testing
  • Audit Issue Tracking, Remediation & Validation

Internal Audit Co-Sourcing

  • Specialty Audits
  • Staff Augmentation

Audit Issue Root Cause Analysis

Audit Issue Remediation

Internal Audit Professional Practices


With increased scrutiny from regulators, we assist our clients in the design and implementation of compliance processes, systems and controls. Our consultants are proficient with CAMELS, Sarbanes-Oxley and several other compliance programs.

Targeted Examination Preparation & Advisory

MRA Remediation & Closure

Regulatory Compliance Framework & Standards Assessment

  • Prudential Management Operations Standards
  • Heightened Supervisory Expectations
  • GLBA/Privacy
  • Sarbanes-Oxley


Our firm is staffed with seasoned Risk, Audit and Compliance professionals. We align strategy with practical execution when it comes to solving our clients business problems.